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Audit & Assurance Resources

Documents

  • What to Expect as You're Preparing for an Audit

    To help you prepare for your 403(b) Audit, included are examples of the types of questions plan managers may be asked by the plan's independent auditor.
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Articles & Publications

  • Using SAS 70 to Build An Effective Control Environment

    Download our complimentary whitepaper written by SVA Assurance Principal, John Himmelspach focusing on SAS 70 audits.
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Websites

  • Audit Quality and Auditor Selection

    Generally, Federal law requires employee benefit plans with 100 or more participants to have an audit as part of their obligation to file an annual return/report (Form 5500 Series). If an employee benefit plan is required to have an audit, one of the most important duties of the plan administrator is to hire an independent auditor for the plan. A quality audit helps ensure the financial integrity of a plan and protect plan assets. A quality audit also will help a plan administrator carry out its legal responsibility to file a complete and accurate annual return/report for the plan each year.

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